Emissions Inventory

Emissions Inventory – Curated Guidance for Stage 1

Assess where you are in developing an emissions inventory to determine which stage you are in and identify the key activities you need to undertake as an air quality manager to go to the next stage. 

The guidance below is for Stage 1. Additional guidance for Stages 2 through 5 is being developed for future iterations of AQMx.

StageCapacityObjectivesActivitiesData sourcesSustainability plan
01.
  • At least 3 full time staff
  • Secured access to laptops

     

  • Develop a Tier 1 / Approach 1 emissions inventory
  • Include greenhouse gases (GHG) from major activity sectors
  • Use Emission Inventory (EI) for UNFCCC reporting
  • Gather air pollutant Emission Factors (EFs) for air pollutants simultaneously
  • Ad hoc updates
  • Emission factors taken from literature (including EMEP/EEA)
  • Activity data taken from publicly available reports, ministries and agencies
  • Guidance from IPCC
  • Donor / project-funded emissions inventory

     

02.
  • Same as Stage 1

     

  • Same as Stage 1
  • Include GHG, and priority air pollutants (PM, SOx, NOx, NH3, VOC and CO)
  • Use EI for UNFCCC reporting and CLRTAP (if party to convention)
  • Use EI for source identification
  • No regular update
  • Emission factors taken from EMEP/EEA Guidebook or alternative national/international methodologies that provide more accurate country- specific estimates
  • Activity data taken from stakeholders and/or MRV (measurement, reporting and verification) framework
  • Donor / project funded emissions inventory

     

03.
  • 3-6 full time staff (depending on quality and completeness of data provision)
  • Secured access to a dedicated database / computer system
  • Develop a Tier 2 / Approach 1 emissions inventory
  • Include GHG, gaseous pollutants and PM
  • Use EI for UNFCCC reporting and CLRTAP (if party to convention)
  • Use EI to generate first emission maps using GIS
  • Use EI for coarse air quality modelling
  • Use EI for policy tracking
  • Update every 2 years
  • Some emission factors measured, other taken from EMEP/EEA Guidebook or alternative national/international methodologies that provide more accurate country-specific estimates
  • Activity data taken from stakeholders and/or MRV framework
  • Some central funding
  • Major donor funding
04.
  • At least 6 full time staff
  • Secured access to in- house data server with secure backup
  • Develop a Tier 2 / Approach 2 emissions inventory


     

  • Include GHG, gaseous pollutants, PM and Short-Lived Climate Pollutants (SLCPs)
  • Use EI for UNFCCC/CLRTAP reporting (if applicable)
  • Develop accuracy and resolution of emission maps
  • Use emission maps for refined air quality modelling
  • Use EI for policy tracking and accountability
  • Generate first emission projections (with measures scenario)
  • Update every 1 or 2 years
  • Development of country-specific emission factors, use of some measured emission factors, and other taken from literature
  • Activity data taken from stakeholders and/or MRV framework
  • Major central funding
  • Some donor funding
05.
  • At least 9 full time staff
  • Secured access to in-house data server with secure backup
  • Develop a Tier 2-3 / Approach 2 emissions inventory
  • Include GHG, gaseous pollutants, PM, SLCPs, VOC speciation and PM size fraction
  • Use EI for UNFCCC reporting
  • Use EI for refined air quality modelling
  • Use EI for policy tracking and accountability
  • Refine emission projections for policy formation
  • Update every year
  • Use of local and measured emission factors
  • Activity data taken from stakeholders and/or MRV framework
  • Centrally funded emissions inventory
  • In-house research

01 Make a plan

Review the steps below and make sure you/your department have adequate staffing, resources and authority to carry through with what is required. Ensure that your management is committed to sustaining your efforts beyond your/their future. This guidance recommends you start the process of integrated emission inventory development using GHG inventory guidance for collecting activity data; however, we recommend integration of air pollutants in the emissions inventory system from the outset by collecting additional emission factors, as this will allow for substantial efficiency gains and policy-making benefits in later stages. In order to prepare the development of a fully integrated emissions inventory (Stage 2 of AQMx guidance), we recommend that you start collecting relevant emission factors and activity data. You can have a good overview by reading the resources below.

02 Check the guidelines and Tiers to use

Different guidelines exist to build an emission inventory, like the EMEP/European Environment Agency (EMEP/EEA) Guidebook, the Intergovernmental Panel on Climate Change (IPCC) Guidelines, the US Environment Protection Agency (US EPA) AP42, etc. They are all based on the same overarching principles. They all present 3 levels of accuracy called Tiers: the higher the Tier the higher the accuracy of the emission estimates and the higher the requirements in terms of data parameters. The IPCC method is the required methodology to use for the reporting of GHG emissions for the UNFCCC. Tier 1 from the IPCC is the least accurate yet the simplest in terms of data requirements. A better overview can be found on the following links.

03 Choose the base year of the inventory

Emissions vary in time seasonally, weekdays vs. weekends, but also yearly. To follow any policy measure implemented, the yearly trend is observed. Therefore, an emission inventory is established for a specific year. All the data collected for the calculation of the emissions will target the chosen year of the inventory, the inventory base year. The base year is chosen before beginning the collection of data, e.g. the year can be based on the requirements of the UNFCCC reporting for National communications or Biennial Transparency Report. An example on how to choose a base year can be linked to the UNFCCC reporting.

04 Establish institutional arrangements

To prepare the data collection process, you should establish official communication and data sharing channels/processes with the different stakeholders, mainly the ministries, agencies, and most importantly the national statistics agency. This process is officialized through the signature of a Memorandum of Understanding with each stakeholder. The MOU will present the objective of the cooperation, the scope, the responsibilities and duties of each party of the MOU, timelines, etc. A high-leve inter-ministerial committee is usually required to facilitate the contributions across different Ministries. It may take a long time to establish this but is likely to be fundamentally important in ensuring effective dataflows and the longevity of the emissions inventory team. You will find below some resources that explicit the establishment of the institutional arrangements.

05 Collect activity data

Once the methodology is chosen along with the different Tiers, required data is collected from the literature, reports, the nationalOnce the methodology is chosen along with the different Tiers, required data is collected from the literature, reports, the national

Once the methodology is chosen along with the different Tiers, required data is collected from the literature, reports, the national statistics agency, line ministries, agencies, etc. Some of the data might not be available, so assumptions are generally used. More information on data collection can be found in the resources below.

06 Conduct quality checks on the input data

All data, whether collected from ministries, surveys, reports, etc. should be checked for quality at the different stages of the process. You will find examples of quality checks in the resources below.

07 Compile the inventory

Emissions are then estimated either manually over a spreadsheet or using a dedicated software from the IPCC or commercially available. You might need to mix both spreadsheets and other sector specific software/programs. You will be using emission factors from the literature that will be multiplied by the activity data to get an estimation of the emissions. Some activity data require assumptions since it is unavailable for this inventory. Collect sources of criteria air pollutant emission factors that will be needed (e.g. EMEP/EEA or national sources, where available). The following resources provide more information on emission factors and calculation methodologies.

08 Conduct uncertainty analysis and determine key categories

To determine which categories/sources are the most important in terms of emissions but also uncertainty and accuracy, you need to conduct the uncertainty analysis using Approach 1, which is simpler than Approach 2 (note: these approaches differ from Tiers mentioned above). Then, you determine the most important sources per pollutant. Combining the two, you will be able to determine the key categories which have the most impact in the inventory. You will find more information in the resources below.

09 Prepare the report and conduct quality checks

Once the calculations completed, you will need to write the report that presents the methodology used for every sector and sub-sector, the activity data used, its origin, the emission factor, etc. After the report writing, quality checks should be conducted again on the entire system, calculations, assumptions, etc. You will integrate the comments, rerun the concerned calculations, etc. and prepare the final report. The quality checks are explicated in the links of Step 6 but concern this time the entire system, external reviews, etc. See the IPCC guidance below for an explanation of the content of the report.

10 Submit and archive

The final report needs to be submitted to the concerned party or authority, e.g. UNFCCC. Once the concerned party has reviewed the report and amendments have been brought, the final report along with all the data, calculation sheets, etc. will be archived. Consider and document the priority improvements that could be made in the compilation of the next version of the emissions inventory. Some guidance on the archiving system is presented in the resources below.

Curated Guidance Developed by

 

Charbel Afif