Stage 1: Establish the basic capacity, institutional arrangements, and technical workflow needed to produce an emissions inventory 01 Make a plan for Stage 1 02 Check the guidelines and Tiers to use 03 Choose the base year of the inventory 04 Establish institutional arrangements 05 Collect activity data 06 Conduct quality checks on the input data 07 Compile the inventory 08 Conduct uncertainty analysis and determine key categories 09 Prepare the report and conduct quality checks 10 Submit and archive Stage 1: Establish the basic capacity, institutional arrangements, and technical workflow needed to produce an emissions inventory At Stage 1, the focus is on developing a transparent Tier 1 greenhouse gas inventory for major activity sectors, using available activity data, literature-based emission factors, and recognized guidance. The inventory may be project- or donor-funded. However, it should still create the documentation, quality assurance/quality control (QA/QC) practices, reporting procedures, and archive needed for future updates and expansion.Key objectives:Develop a Tier 1 greenhouse gas emission inventory for major activity sectors and an Approach 1 uncertainty estimation.Establish basic procedures for staffing, data collection, QA/QC, reporting, and archiving.Conduct a Key Category Analysis and prepare an improvement plan for the next cycle. You will find below the Emissions Inventory Guidance for Stage 1. Stage 2, Stage 3, Stage 4, and Stage 5 are also available. If you are unsure which Stage best applies to your current circumstances, take the Interactive Questionnaire to find out. 01 Make a plan for Stage 1Review the steps below and make sure you/your department have adequate staffing, resources and authority to carry through with what is required. Stage 1 may require approximately three full-time-equivalent staff, including collaborators or contractors, with secure access to the laptops and basic computing resources needed for inventory compilation and archiving. Ensure that your management is committed to sustaining your efforts into the future. This guidance recommends you start the process of integrated emission inventory development using GHG inventory guidance for collecting activity data; however, we recommend integration of air pollutants in the emissions inventory system from the outset by collecting additional emission factors, as this will allow for substantial efficiency gains and policy-making benefits in later stages. In order to prepare the development of a fully integrated emissions inventory (see Emissions Inventory Guidance Stage 2), we recommend that you start collecting relevant emission factors and activity data. ​At Stage 1, however, the inventory itself should remain focused on greenhouse gases from the major activity sectors. Collection of air-pollutant information at this stage is preparatory and is intended to facilitate integration during Stage 2. You can have a good overview by reading the resources below. US EPA Toolkit for Building National GHG Inventory Systems 1. Inventory Planning 2022 Guidelines, Tools & Models Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models Previous Next Show Resources Hide Resources 02 Check the guidelines and Tiers to useDifferent guidelines exist to build an emission inventory, like the EMEP/European Environment Agency (EMEP/EEA) Guidebook, the Intergovernmental Panel on Climate Change (IPCC) Guidelines, the US Environment Protection Agency (US EPA) AP42, etc. They are all based on the same overarching principles. They all present 3 levels of accuracy called Tiers: the higher the Tier the higher the accuracy of the emission estimates and the higher the requirements in terms of data parameters and models used. The IPCC method is the required methodology to use for the reporting of GHG emissions for the UNFCCC. Tier 1 from the IPCC is the simplest in terms of data requirements. A better overview can be found in the resources below. 2019 Refinement to the 2006 IPCC Guidelines for National Greenhouse Gas Inventories 2019 Guidelines, Tools & Models Chapter 1 - Introduction to the 2006 Guidelines 2006 Guidelines, Tools & Models An Introduction to Emissions Inventories 2015 Guidelines, Tools & Models Previous Next Show Resources Hide Resources 03 Choose the base year of the inventoryEmissions vary in time seasonally, weekdays vs. weekends, but also yearly. To follow any policy measure implemented, the yearly trend is observed. Therefore, an emission inventory is established for a specific year. All the data collected for the calculation of the emissions will target the chosen year of the inventory, the inventory base year. The base year is chosen before beginning the collection of data, e.g. the year can be based on the requirements of the UNFCCC reporting for National communications or Biennial Transparency Report. An example on how to choose a base year can be linked to the UNFCCC reporting. Reporting and Review under the Paris Agreement and the Convention and Kyoto Protocol Action Plans, Standards, Legislation and Agreements Previous Next Show Resources Hide Resources 04 Establish institutional arrangementsTo prepare the data collection process, you should establish official communication and data sharing channels/processes with the different stakeholders, mainly the ministries, agencies, and most importantly the national statistics agency. This process is formalized by signing a Memorandum of Understanding (MoU) with each stakeholder. The MoU presents the objectives of the cooperation, the scope, the responsibilities and duties of each party, timelines, etc. A high-level inter-ministerial committee is usually required to facilitate the contributions across different Ministries. It may take a long time to establish this but is likely to be fundamentally important in ensuring effective dataflows and the longevity of the emissions inventory team. You will find below some resources that explain the establishment of the institutional arrangements. Handbook on institutional arrangements to support MRV/transparency of climate action and support 2020 Guidelines, Tools & Models Institutional Arrangements for National Inventory Systems 2021 Guidelines, Tools & Models Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models Previous Next Show Resources Hide Resources 05 Collect activity dataOnce the methodology is chosen along with the different reporting Tiers, collect the required activity data from the literature, reports, the national statistics agency, line ministries, agencies, customs, etc. Some of the data might not be available, so assumptions are generally used. More information on data collection can be found in the resources below. Chapter 2 - Approaches to data collection 2006 Guidelines, Tools & Models Chapter 3 - Data collection 2023 Guidelines, Tools & Models Previous Next Show more Hide 06 Conduct quality checks on the input dataAll data, whether collected from ministries, surveys, reports, etc. should be checked for quality at the different stages of the process. You will find examples of quality checks in the resources below. Chapter 6 - Quality Assurance / Quality Control and Verification 2006 Guidelines, Tools & Models Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models Quality Assurance and Quality Control (QA/QC) Guidelines, Tools & Models A Guide to Conducting an Emission Inventory Review 2021 Guidelines, Tools & Models Volume 6 - Quality Assurance Procedures and DARS Software Guidelines, Tools & Models Previous Next Show more Hide 07 Compile the inventoryEmissions are then estimated either manually over a spreadsheet or using a dedicated software from the IPCC or commercially available. You might need to mix both spreadsheets and other sector specific software/programs. You will be using emission factors from the literature that will be multiplied by the activity data to get an estimation of the emissions. Some activity data require assumptions since it is unavailable for this inventory. The following resources provide more information on emission factors and calculation methodologies. IPCC Inventory Software (Version 2.91) 2024 Guidelines, Tools & Models 2019 Refinement to the 2006 IPCC Guidelines for National Greenhouse Gas Inventories 2019 Guidelines, Tools & Models Air Pollutant Emission Inventory Guidebook 2023 Guidelines, Tools & Models Handbook for Criteria PollutantInventory Development: A Beginner’s Guide for Point and AreaSources 1999 Guidelines, Tools & Models AP-42: Compilation of Air Emissions Factors from Stationary Sources Database MOVES (Motor Vehicle Emission Simulator) model Guidelines, Tools & Models COPERT Guidelines, Tools & Models Previous Next Show more Hide 08 Conduct uncertainty analysis and determine key categoriesTo determine which categories/sources are the most important in terms of emissions but also uncertainty and accuracy, you need to conduct the uncertainty analysis using Approach 1, which is simpler than Approach 2 (note: these approaches differ from Tiers mentioned above). You can then determine the most important sources for each pollutant. Combining the two, namely the emission intensities and the uncertainty associated for the different years, you will be able to determine the key categories which have the most impact in the inventory. You will find more information in the resources below. Chapter 3 - Uncertainties 2006 Guidelines, Tools & Models Chapter 4 - Methodological Choice and Identification of Key Categories 2006 Guidelines, Tools & Models Chapter 5 - Uncertainties 2023 Guidelines, Tools & Models Previous Next Show more Hide 09 Prepare the report and conduct quality checksOnce the calculations are completed, you will need to write the report that presents the methodology used for every sector and sub-sector, the activity data used, its origin, the emission factor, etc. After the report writing, quality checks should be conducted again on the entire system, calculations, assumptions, etc. You will integrate the comments, rerun the concerned calculations, etc. and prepare the final report. The quality checks are explicated in the links of Step 6 but concern this time the entire system, external reviews, etc. See the IPCC guidance below for an explanation of the content of the report. Chapter 8 - Reporting Guidance and Tables 2006 Guidelines, Tools & Models Previous Next Show more Hide 10 Submit and archiveThe final report needs to be submitted to the concerned party or authority, e.g. UNFCCC. Once the concerned party has reviewed the report and amendments have been brought, the final report along with all the data, calculation sheets, etc. will be archived. Consider and document the priority improvements that could be made in the compilation of the next version of the emissions inventory. At this stage, updates may be undertaken when required by reporting obligations, donor commitments, or identified improvement needs; a fixed recurring update cycle is not yet expected. Some guidance on the archiving system is presented in the resources below. Developing an Archiving System 2022 Online Training & Resources Annexes to the 2023 Guidelines for Estimating and Reporting Emission Data 2023 Guidelines, Tools & Models Archiving Guidance for a National Greenhouse Gas Inventory 2023 Guidelines, Tools & Models Previous Next Show more Hide Curated Guidance Developed by Charbel Afif
US EPA Toolkit for Building National GHG Inventory Systems 1. Inventory Planning 2022 Guidelines, Tools & Models
Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models
2019 Refinement to the 2006 IPCC Guidelines for National Greenhouse Gas Inventories 2019 Guidelines, Tools & Models
Reporting and Review under the Paris Agreement and the Convention and Kyoto Protocol Action Plans, Standards, Legislation and Agreements
Handbook on institutional arrangements to support MRV/transparency of climate action and support 2020 Guidelines, Tools & Models
Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models
Chapter 6 - Inventory management, improvement and quality assurance/quality control 2023 Guidelines, Tools & Models
2019 Refinement to the 2006 IPCC Guidelines for National Greenhouse Gas Inventories 2019 Guidelines, Tools & Models
Handbook for Criteria PollutantInventory Development: A Beginner’s Guide for Point and AreaSources 1999 Guidelines, Tools & Models
Chapter 4 - Methodological Choice and Identification of Key Categories 2006 Guidelines, Tools & Models
Annexes to the 2023 Guidelines for Estimating and Reporting Emission Data 2023 Guidelines, Tools & Models