Emissions Inventory - Stage 3

Emissions Inventory – Curated Guidance for Stage 3

Assess where you are in developing an emissions inventory to determine which stage you are in and identify the key activities you need to undertake as an air quality manager to go to the next stage. 

The guidance below is for Stage 3. Stage 1 and Stage 2 are also available.

Additional guidance for Stages 4 and 5 is being developed for future iterations of AQMx.

StageCapacityObjectivesActivitiesData sourcesSustainability plan
01.
  • At least 3 full time staff
  • Secured access to laptops

     

  • Develop a Tier 1 / Approach 1 emissions inventory
  • Include greenhouse gases (GHG) from major activity sectors
  • Use Emission Inventory (EI) for UNFCCC reporting
  • Gather air pollutant Emission Factors (EFs) for air pollutants simultaneously
  • Ad hoc updates
  • Emission factors taken from literature (including EMEP/EEA)
  • Activity data taken from publicly available reports, ministries and agencies
  • Guidance from IPCC
  • Donor / project-funded emissions inventory

     

02.
  • Same as Stage 1

     

  • Same as Stage 1
  • Include GHG, and priority air pollutants (PM, SOx, NOx, NH3, VOC and CO)
  • Use EI for UNFCCC reporting and CLRTAP (if party to convention)
  • Use EI for source identification
  • No regular update
  • Emission factors taken from EMEP/EEA Guidebook or alternative national/international methodologies that provide more accurate country- specific estimates
  • Activity data taken from stakeholders and/or MRV (measurement, reporting and verification) framework
  • Donor / project funded emissions inventory

     

03.
  • 3-6 full time staff (depending on quality and completeness of data provision)
  • Secured access to a dedicated database / computer system
  • Develop a Tier 2 / Approach 1 emissions inventory
  • Include GHG, gaseous pollutants and PM
  • Use EI for UNFCCC reporting and CLRTAP (if party to convention)
  • Use EI to generate first emission maps using GIS
  • Use EI for coarse air quality modelling
  • Use EI for policy tracking
  • Update every 2 years
  • Some emission factors measured, other taken from EMEP/EEA Guidebook or alternative national/international methodologies that provide more accurate country-specific estimates
  • Activity data taken from stakeholders and/or MRV framework
  • Some central funding
  • Major donor funding
04.
  • At least 6 full time staff
  • Secured access to in- house data server with secure backup
  • Develop a Tier 2 / Approach 2 emissions inventory


     

  • Include GHG, gaseous pollutants, PM and Short-Lived Climate Pollutants (SLCPs)
  • Use EI for UNFCCC/CLRTAP reporting (if applicable)
  • Develop accuracy and resolution of emission maps
  • Use emission maps for refined air quality modelling
  • Use EI for policy tracking and accountability
  • Generate first emission projections (with measures scenario)
  • Update every 1 or 2 years
  • Development of country-specific emission factors, use of some measured emission factors, and other taken from literature
  • Activity data taken from stakeholders and/or MRV framework
  • Major central funding
  • Some donor funding
05.
  • At least 9 full time staff
  • Secured access to in-house data server with secure backup
  • Develop a Tier 2-3 / Approach 2 emissions inventory
  • Include GHG, gaseous pollutants, PM, SLCPs, VOC speciation and PM size fraction
  • Use EI for UNFCCC reporting
  • Use EI for refined air quality modelling
  • Use EI for policy tracking and accountability
  • Refine emission projections for policy formation
  • Update every year
  • Use of local and measured emission factors
  • Activity data taken from stakeholders and/or MRV framework
  • Centrally funded emissions inventory
  • In-house research

01 Update your plan

The transition from Stage 2 to Stage 3 will include a focus on emissions modeling and gridding emissions to ensure robust spatial allocation of emissions in addition to implementing higher tiers with overall improved data quality. Check the steps below relative to those of Stage 1 and 2 to ensure you have a plan for staffing, data collection and implementation of a robust integrated emission inventory for the all compounds and all reporting purposes. 

02 Secure funding

Securing continuous funding for emission inventory activities is vital, and it should be established as a permanent line item in the governmental budget through appropriate institutional arrangements. Additionally, it is important to link this funding to international commitments made by the country, ensuring that they are packaged together to provide a sustainable and permanent solution. This integrated approach not only guarantees financial stability but also reinforces the country's dedication to its international obligations, enhancing accountability and fostering long-term planning for effective implementation of relevant emission reduction policies and programs. 

03 Update your inventory to Tier 2

Upgrading an existing emission inventory to incorporate Tier 2 methodologies involves several strategic steps. First, refine your key category analysis (See EMEP/EEA Key Category guidance below) to identify specific sectors and subsections that have shown significant uncertainty or are major contributors to total emissions (See EMEP/EEA uncertainty analysis guidance below). Next, gather detailed activity data and emission factors pertinent to these categories, ensuring they align with Tier 2 standards, which typically involve more precise and site-specific data collection.
Engage with industry stakeholders and experts to enhance data accuracy, as their insights can inform better characterizations of emissions sources. Additionally, provide training for inventory personnel on Tier 2 methodologies to ensure proper implementation and data gathering techniques.  
Establish a robust documentation process that clearly outlines any new methodologies used and the rationale behind these changes. Finally, incorporate regular quality checks and revisions to this enhanced inventory, ensuring continuous improvement in data accuracy and reliability over time, while maintaining compliance with reporting requirements. This systematic approach leads to a more comprehensive and scientifically grounded emission inventory. 

04 Refine emission factors and sectors

Develop locally-specific emissions factors and add inventory activity data for biogenic, natural or geo-genic dust, if they are not yet included in your inventory. Consider adding fire emissions if they are not included in your agriculture or land-use sector. Specific can mean using the national value of the Net Calorific Value and carbon content of fuel per fuel type to calculate CO2 EF, while it can also mean determining emission factor proper to an industry from their Continuous Emissions Monitoring System or periodic monitoring, etc. This journey does not end, it is a continuous process

05 Replicate steps 3-10 from Stage 1 guidance

Decide on a common base year for both GHG and air pollutants and repeat the process used for your Stage 1 and 2 inventory ensuring that you include all relevant sectors and pollutants. Identify potential errors or gaps in your inventory and adjust methodologies or data sources to enhance accuracy and reliability.

06 Generate GIS emission maps

Generating visualizations of emission inventory activity data using geographic coordinates enhances spatial analysis and understanding of emissions sources. Start by collecting accurate geographic coordinate data for various emission sources, such as roads (via Google Maps®), facilities, industrial stacks, and residential areas. Use Geographic Information Systems (GIS) software to visualize this data, allowing for overlaying emissions data onto maps to reveal geographic patterns and hotspots. 
Create thematic maps to illustrate emission densities by area, making it easier to identify regions with high pollution levels. Incorporate layers for different emission sources, enabling comparison between residential, industrial, and transportation emissions.  
Consider using color-coded markers or gradients to represent varying emission levels, facilitating quick interpretation of data. Additionally, integrate interactive elements in your visualizations, allowing users to zoom in on specific areas or click on facilities for detailed emission data. Regularly update these visualizations to reflect changes in operations, ensuring the data remains current and relevant for decision-making and public communication. 

07 Create gridded emissions modeling as input for AQ modelling

Coordinate with your AQ modeling team (See Source Attribution Stage 3, Step 7) using the spatially resolved inventory. To develop gridded emission fields for air quality modeling, use emissions models like MOVES, SMOKE, or COPERT to calculate spatially explicit emissions, converting point source emissions into grid cell values based on their locations and emission rates. Incorporate temporal factors, such as activity data and seasonal variations, to enhance accuracy. EMEP/EEA guidance linked below provides a number techniques for spatially allocating point sources and disaggregating diffuse sources as well as estimating the uncertainty in these methods. Use GIS tools to aggregate emissions data into designated grid cells, ensuring that the spatial resolution reflects the modeling requirements. Validate the gridded emissions against measured air quality data to refine the model outputs and improve predictive capabilities, ensuring your gridded emission fields provide robust inputs (e.g. appropriate spatial resolution) for air quality assessments. (See Source Attribution Stage 3, Step 10). 

08 Use the emissions inventory for policy tracking

The emission estimation over time is a critical tool for tracking air quality policies and assessing their effectiveness in reaching predefined objectives. By monitoring emissions from specific sectors, such as road transport, one can evaluate the impact of policies concerning age limits or technological upgrades for vehicles. Similarly, emissions can be assessed against new regulatory limits imposed on industries and power plants, allowing for timely feedback on compliance and environmental impacts. 
Additionally, an emission inventory can help track the effectiveness of incentive programs designed to promote cleaner technologies or alternative fuels, such as electric vehicles or renewable energy sources. By analyzing trends before and after policy implementation, stakeholders can determine if emissions reductions are occurring as anticipated.  
Moreover, the inventory can facilitate identifying sources contributing to air quality violations, guiding targeted interventions. Regularly updating the inventory enables policymakers to adapt strategies as needed, ensuring continuous improvement in air quality outcomes. Finally, utilizing emissions data in public reports can enhance transparency, engaging the community and stakeholders in the policy process and fostering public support for ongoing air quality initiatives. 

09 Establish a cycle of continuous improvement

Emission inventories are never truly complete; they require ongoing improvement and updates to maintain their relevance and accuracy. Establishing a cyclical process is essential for achieving higher-quality inventories over time. Begin by implementing a routine cycle that includes a quick update every two years. This update should leverage macroeconomic indicators, such as GDP growth, industrial output, and transportation patterns, as well as readily available updated local indicators like energy consumption and population growth. These data points can provide a foundational understanding of emission trends and shifts in local activities. 
In addition to biennial updates, plan for a more comprehensive update every four years. This detailed update should involve a thorough review and revision of data collection methodologies, the incorporation of improved emission factors, and the integration of technological advancements. Additionally, engage stakeholders throughout this process to ensure diverse input and validation of data. 
Establish a feedback loop where insights gained from each update inform the next, enabling the identification of data gaps and opportunities for methodological enhancements. This iterative approach will increase the accuracy of the inventory, build stakeholder confidence, and support informed decision-making for air quality management. Continuous enhancements can also be supported through training for personnel involved in data collection and analysis, ensuring that the team remains updated on best practices. By fostering a culture of improvement and adaptation, your emission inventory will evolve into a robust tool that effectively reflects changing circumstances and supports air quality objectives.